{"id":5120,"date":"2026-07-22T11:36:19","date_gmt":"2026-07-22T14:36:19","guid":{"rendered":"https:\/\/www.mmadvs.com\/?p=5120"},"modified":"2026-07-22T11:36:19","modified_gmt":"2026-07-22T14:36:19","slug":"no-1-and-mental-health-the-judiciary-said-no-to-the-fines-and-now","status":"publish","type":"post","link":"https:\/\/www.mmadvs.com\/en\/no-1-and-mental-health-the-judiciary-said-no-to-the-fines-and-now\/","title":{"rendered":"NR-1 and Mental Health: The Courts Have Rejected the Fines\u2014What Now?"},"content":{"rendered":"<p><b>By Marcos Aur\u00e9lio da Silva Prates<\/b><\/p>\n<p><span style=\"font-weight: 400;\">Attorney and <\/span><i><span style=\"font-weight: 400;\">partner at Martins Miguel Sociedade de <\/span><\/i><span style=\"font-weight: 400;\">Lawyers. <\/span><i><span style=\"font-weight: 400;\">Master <\/span><\/i><span style=\"font-weight: 400;\">Master's Degree in Law <\/span><i><span style=\"font-weight: 400;\">Professional in <\/span><\/i><span style=\"font-weight: 400;\">Law <\/span><i><span style=\"font-weight: 400;\">and Development <\/span><\/i><span style=\"font-weight: 400;\">from FGVDireito <\/span><i><span style=\"font-weight: 400;\">SP.<\/span><\/i><\/p>\n<p><span style=\"font-weight: 400;\">Within a few weeks, two court rulings from different courts reached the same <\/span><span style=\"font-weight: 400;\">Conclusion: Until the Ministry of Labor and Employment establishes clear criteria regarding what constitutes psychosocial risks and how companies should address them, no employer may be cited, fined, or shut down based on these provisions of NR-1.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">The first was handed down by the TRF3 in June 2026, in a lawsuit filed by FIESP and S\u00e3o Paulo industry unions. The second ruling came from the STF, in an ADPF filed by CONFENEN\u2014the National Confederation of Educational Institutions. Together, they constitute the most significant legal precedent to date regarding MTE Ordinance No. 1,419\/2024.<\/span><\/p>\n<h2><span style=\"font-weight: 400;\">The problem that both decisions recognized<\/span><\/h2>\n<p><span style=\"font-weight: 400;\">The standard requires companies to identify and manage psychosocial risk factors in the workplace\u2014but the Ministry of Labor itself has admitted, in its guides and manuals, that it does not specify any particular tool or methodology for doing so.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">The result is a deadlock: the company doesn't know exactly what it needs to do, the inspector has no objective criteria for assessing compliance, and yet the threat of <\/span><span style=\"font-weight: 400;\">Punishment exists. Both rulings rejected that logic. It is not possible to punish someone for violating a rule that the State itself cannot clearly define.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">In addition, the TRF3 identified another problem: the regulation was issued without the Ministry having first conducted the economic impact study required by law. The term \u201cpsychosocial risk factors\u201d simply was not included in the text that was the <\/span><span style=\"font-weight: 400;\">public consultation in 2023 \u2014 it appeared in the final version of the ordinance without going through the mandatory regulatory process.<\/span><\/p>\n<h2><span style=\"font-weight: 400;\">What Changes\u2014and What Doesn't\u2014for Each Company<\/span><\/h2>\n<p><span style=\"font-weight: 400;\">The two decisions have important differences that directly affect who is and who is not protected.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">The STF's decision has nationwide applicability: it applies to all employers in the country. The TRF3's decision protects only companies in the S\u00e3o Paulo manufacturing sector represented by FIESP and by the<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><\/p>\n<p><span style=\"font-weight: 400;\">the plaintiff unions. A company in the service or retail sector, for example, is not covered by the TRF3 ruling\u2014but is likely covered by the STF ruling.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">Another important point: the STF\u2019s decision is time-limited. Justice Andr\u00e9 Mendon\u00e7a set a 90-day deadline for the government and the entities to attempt to reach an agreement\u2014with mediation by the Supreme Court itself\u2014to reformulate the rule with clearer criteria. If an agreement is reached, the rule will go back into effect\u2014in a more objective form. If not, the STF will rule on the merits of the case. The TRF3\u2019s decision, meanwhile, has no set deadline.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">The STF also took a broader approach to the suspended provisions, including provisions regarding the choice of methodology and documentation that the TRF3 did not address.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">In both cases, the rule remains in effect as a guideline. What has been suspended is only the possibility of disciplinary action\u2014not the obligation to address mental health in the workplace.<\/span><\/p>\n<h1><b>Why Judicial Protection Is Not Enough<\/b><\/h1>\n<p><span style=\"font-weight: 400;\">It would be a mistake to interpret these decisions as a green light to do nothing. The protection is temporary, conditional, and does not cover all risks.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">Fines have been suspended\u2014but the FAP has not. If an employee takes leave due to a mental health condition and the incident is classified as an occupational illness, this information is factored into the calculation of the Accident Prevention Factor and may increase the company\u2019s social security costs based on its payroll. No court ruling has changed this.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">Labor-related liabilities also remain. A company that fails to document any measures for the prevention of psychosocial risks may be held liable in an individual lawsuit even if the administrative penalty has been suspended.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">And if the regulation is revised during the NUSOL period\u2014which is a real possibility\u2014a company that has not prepared its preventive documentation will be unprepared for the new version, which may include clearer criteria and, therefore, carry greater penalties.<\/span><\/p>\n<h2><span style=\"font-weight: 400;\">What to Do Now<\/span><\/h2>\n<p><span style=\"font-weight: 400;\">Now is the time to prepare, not to wait. Three areas deserve our simultaneous attention.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">In the legal arena, companies and industry associations that do not yet have legal protection should consider filing their own lawsuit or joining a class-action lawsuit. This legal argument has already been upheld in two courts, and the evidence is primarily documentary.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">In the operational field, it is advisable to update the PGR to recognize psychosocial risks within the existing ergonomics framework\u2014without adopting a formal methodology while the enforcement standard remains suspended\u2014and to document the preventive measures already in place: workplace climate surveys, whistleblower channels, work hours monitoring, and goal management.<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><\/p>\n<p><span style=\"font-weight: 400;\">In the area of social security, now is the time to review the FAP, determine whether there are any mental health conditions classified as occupational diseases that have no actual connection to the company\u2019s activities, and assess the possibility of filing an administrative appeal.<\/span><\/p>\n<h1><b>What Lies Ahead<\/b><\/h1>\n<p><span style=\"font-weight: 400;\">The Supreme Federal Court (STF) gave the government a 90-day window to correct the problem identified by the judiciary: a rule that imposes an obligation but does not define what must be done to comply with it. If the Ministry of Labor takes advantage of this window and presents clear, objective, and proportionate criteria, the regulation will be reinstated on a more solid foundation. If it fails to do so, the judicial outcome is likely to be even more favorable to companies.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">In any case, the debate over mental health in the workplace isn\u2019t going away. The data is striking: more than 546 mil absences due to mental health disorders in 2025, and a 134% increase in social security benefits for mental health in the previous two-year period. The problem is real and demands a response\u2014but one that employers can understand, comply with, and document.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">That is what the judiciary demanded. And that is what companies need to demand from the regulator<\/span><\/p>\n<p><b>References<\/b><\/p>\n<p><span style=\"font-weight: 400;\">BRAZIL. TRF3. <\/span><i><span style=\"font-weight: 400;\">ACP Part No. SO146S6-74.2026.4.03.6100.<\/span><\/i><span style=\"font-weight: 400;\">Decision of the Federal Court of Appeals, June 2026. Federal Judge Cristiane Farias Rodrigues dos Santos.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">BRAZIL. Supreme Federal Court. <\/span><b><i>ADPF <\/i><\/b><b>n<\/b><b>O <\/b><b><i>131b. <\/i><\/b><span style=\"font-weight: 400;\">Interim Ruling by Justice Andr\u00e9 Mendon\u00e7a, 2026.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">BRAZIL. Ministry of Social Security. <\/span><b><i>546.254 <\/i><\/b><span style=\"font-weight: 400;\">benefits for mental health conditions in <\/span><b><i>2025. <\/i><\/b><span style=\"font-weight: 400;\">Jan. 2026.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">UNITED NATIONS BRAZIL. Suspensions due to <\/span><i><span style=\"font-weight: 400;\">health <\/span><\/i><span style=\"font-weight: 400;\">mental health issues are on the rise <\/span><i><span style=\"font-weight: 400;\">134% in <\/span><\/i><span style=\"font-weight: 400;\">Brazil. Apr.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">2025.<\/span><\/p>\n<p><span style=\"font-weight: 400;\">Mark <\/span><i><span style=\"font-weight: 400;\">Aur\u00e9lio <\/span><\/i><span style=\"font-weight: 400;\">da Silva Prates \u2014 <\/span><a href=\"mailto:marcos@mmadvs.com\"><span style=\"font-weight: 400;\">marcos@mmadvs.com<\/span><\/a><span style=\"font-weight: 400;\"> \u2014 <\/span><i><span style=\"font-weight: 400;\">Attorney <\/span><\/i><span style=\"font-weight: 400;\">e <\/span><i><span style=\"font-weight: 400;\">partner of <\/span><\/i><span style=\"font-weight: 400;\">Martins <\/span><i><span style=\"font-weight: 400;\">Miguel <\/span><\/i><span style=\"font-weight: 400;\">Society <\/span><i><span style=\"font-weight: 400;\">Lawyers' Association, S\u00e3o <\/span><\/i><span style=\"font-weight: 400;\">S\u00e3o Paulo, SP. <\/span><i><span style=\"font-weight: 400;\">Master's Degree in <\/span><\/i><span style=\"font-weight: 400;\">Law \u2014 f\u2019GVDireito <\/span><i><span style=\"font-weight: 400;\">SP. <\/span><\/i><span style=\"font-weight: 400;\">Legal Expert <\/span><i><span style=\"font-weight: 400;\">Audience \u2014 <\/span><\/i><span style=\"font-weight: 400;\">EPD\/SP<\/span><\/p>\n<p>&nbsp;<\/p>","protected":false},"excerpt":{"rendered":"<p>By Marcos Aur\u00e9lio da Silva Prates, Attorney and Partner at Martins Miguel Law Firm. Master\u2019s degree in Law from the Professional Master\u2019s Program in Law and Entrepreneurship at FGVDireito SP. In just a few weeks, two court decisions from different levels of the judiciary reached the same conclusion: as long as the Ministry of Labor and Employment does not establish clear criteria regarding what [\u2026]<\/p>","protected":false},"author":1,"featured_media":5122,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"inline_featured_image":false,"_joinchat":[],"footnotes":""},"categories":[1],"tags":[],"class_list":["post-5120","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-sem-categoria"],"_links":{"self":[{"href":"https:\/\/www.mmadvs.com\/en\/wp-json\/wp\/v2\/posts\/5120","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.mmadvs.com\/en\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.mmadvs.com\/en\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.mmadvs.com\/en\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/www.mmadvs.com\/en\/wp-json\/wp\/v2\/comments?post=5120"}],"version-history":[{"count":2,"href":"https:\/\/www.mmadvs.com\/en\/wp-json\/wp\/v2\/posts\/5120\/revisions"}],"predecessor-version":[{"id":5123,"href":"https:\/\/www.mmadvs.com\/en\/wp-json\/wp\/v2\/posts\/5120\/revisions\/5123"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.mmadvs.com\/en\/wp-json\/wp\/v2\/media\/5122"}],"wp:attachment":[{"href":"https:\/\/www.mmadvs.com\/en\/wp-json\/wp\/v2\/media?parent=5120"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.mmadvs.com\/en\/wp-json\/wp\/v2\/categories?post=5120"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.mmadvs.com\/en\/wp-json\/wp\/v2\/tags?post=5120"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}